White Paper

Impact of Sterilisation Parameter Deviations on Patient Safety in Australian Hospitals

October 2026

Disclaimer

This content is provided for information only. The authors make no representation or warranty regarding the accuracy, completeness or currency of the content. No information in this whitepaper should be construed as medical advice. Readers should seek appropriate professional guidance before acting on any information contained in this document. The authors expressly disclaim all liability for any direct or indirect loss or damage arising from the use of or reliance on this information.

Introduction

This paper sets out the critical process parameters for steam sterilisers and bedpan washer-disinfectors, and quantifies the loss of microbial lethality caused by deviations in temperature, pressure, time, air removal and cleaning. It identifies the common causes of deviations and defines the detection, release and recall controls required by AS 5369:2023.

Process Requirements

Regulatory Basis: AS 5369:2023 superseded AS/NZS 4187:2014 and AS/NZS 4815:2006. Hospitals and day procedure services are assessed against Action 3.17 of the National Safety and Quality Health Service (NSQHS) Standards. Australian Commission on Safety and Quality in Health Care Advisory AS24/01 requires a gap analysis against AS 5369:2023 and a compliance plan. Steam sterilisation processes are validated to ISO 17665 and washer-disinfectors to the applicable part of ISO 15883. Terminally sterilised devices require a sterility assurance level (SAL) of 1 in 1,000,000.

Steam Sterilisers: AS 5369:2023 lists common holding times of 121 deg C [250 deg F] for 15 min, 126 deg C [259 deg F] for 10 min, 132 deg C [270 deg F] for 4 min and 134 deg C [273 deg F] for 3 min. Add the equilibration time measured at performance qualification (PQ) to the holding time. Throughout the holding time, the measured chamber temperature and the saturation temperature calculated from chamber pressure must both be within the sterilisation temperature band. Saturated steam at 134 deg C [273 deg F] is at 304 kPa absolute, or 203 kPa gauge [29.4 psig]. At 121 deg C [250 deg F] it is at 205 kPa absolute, or 104 kPa gauge [15.0 psig].

Washer-Disinfectors: A0 is the equivalent time in seconds at 80 deg C [176 deg F] with a z value of 10 deg C [18 deg F]. Bedpan washer-disinfectors to ISO 15883-3 must deliver an A0 value of at least 60, equal to 80 deg C [176 deg F] for 1 min. AS 5369:2023 lists A0 600 holding times of 90 deg C [194 deg F] for 1 min and 80 deg C [176 deg F] for 10 min. ISO 15883-1 guidance gives A0 3000, equal to 90 deg C [194 deg F] for 5 min, for items that could be contaminated with heat-resistant viruses such as hepatitis B. Thermal disinfection at these values is not sporicidal. Bacterial spores, including Clostridioides difficile, are controlled by removal during cleaning.

Failed Cycles: A cycle that does not meet its specification is a failed cycle. Check the process record before release, and quarantine any load from a failed cycle. Do not release a load on calculated lethality when any parameter is outside its specified limit.

Steam Steriliser Parameters

Parameter Requirement Deviation Effect on Lethality Detection and Response
Temperature Measured and saturation temperatures within the sterilisation temperature band throughout the holding time, e.g. 134 to 137 deg C [273 to 279 deg F] for a 134 deg C [273 deg F] cycle. Load or chamber below the band, e.g. 128 deg C [262 deg F] in a 134 deg C [273 deg F] cycle. With z equal to 10 deg C [18 deg F], each 3 deg C [5.4 deg F] shortfall halves lethality. 3 min at 128 deg C [262 deg F] delivers an F0 of about 15 min, compared with about 58 min at 134 deg C [273 deg F]. Controller alarm and cycle abort. Process record review. Quarantine and reprocess the load.
Pressure and steam saturation Chamber pressure consistent with saturation at the measured temperature. Superheat not greater than 25 deg C [45 deg F]. Dryness value not less than 0.95. Low pressure from leaks or steam supply faults. Superheated or wet supply steam. Air or non-condensable gas lowers the temperature at device surfaces. Superheated steam releases less latent heat and behaves as dry heat. Wet steam causes wet loads. Compare measured and calculated saturation temperatures. Test steam quality. Treat wet packs as nonconforming.
Air removal Daily air removal and steam penetration test on vacuum sterilisers. Leak rate test weekly where an air detector is fitted, and daily where it is not. Vacuum leak, air detector fault, overloaded or incorrectly packed load. Residual air prevents steam contact in packs and lumens. The device surface stays below the band while the chamber reads correctly. Failed Bowie-Dick type or hollow load test. Remove the steriliser from service until repaired and retested.
Holding time Validated holding time plus the equilibration time measured at PQ. Wrong cycle selected, interrupted cycle, shortened holding time. Lethality is proportional to time at temperature. 1.5 min at 134 deg C [273 deg F] delivers an F0 of about 29 min, half the design value. Cycle selection by load type. Process record review. Quarantine and reprocess the load.
Drying Packs intact with no visible moisture. Wet steam, overloading, condensate pooling, shortened drying. Moisture compromises the sterile barrier and allows recontamination. Treat wet packs as nonconforming. Investigate steam dryness, load configuration and drying time.

Bedpan Washer-Disinfector Parameters

Parameter Requirement Deviation Effect on Disinfection Detection and Response
Temperature and time (A0) A0 at least 60, e.g. 80 deg C [176 deg F] for 1 min. Higher A0 where the risk assessment requires it. Heater fault, scaled elements, low supply temperature, interrupted cycle. A0 falls tenfold for each 10 deg C [18 deg F] shortfall. 75 deg C [167 deg F] for 1 min delivers A0 of about 19. 90 deg C [194 deg F] for 30 s delivers A0 300 against a set value of 600. Check the process record every cycle. Thermometric testing at requalification. Reprocess items from failed cycles.
Cleaning action Water pressure, flow and spray action within validated limits. Items visually clean and dry. Blocked nozzles, low pump pressure, incorrect loading, soil dried by delayed processing. Residual soil shields microorganisms from heat. Spores are not inactivated at thermal disinfection A0 values and remain on uncleaned surfaces. Visual inspection of each item. Cleaning efficacy testing. Process items promptly after use.
Detergent dosing Specified chemical at the IFU dose. Empty container, pump or tubing failure, wrong chemical. Reduced soil and spore removal. Low-level alarm. Daily level check. Quarterly dose volume verification.
Loading IFU load configuration. Overloading, items stacked or positioned incorrectly. Surfaces shielded from spray and heat. Loading diagram at the machine. Operator training.

Causes of Parameter Deviations

  • Operator Error: Incorrect cycle selection, overloading, incorrect packaging, interrupted cycles and ignored alarms. Assign cycles by load type, post loading diagrams at each machine, and assess operator competency at defined intervals.

  • Inadequate Cleaning: AS 5369:2023 states that a device must be clean for disinfection and sterilisation to be effective. Residual blood, tissue and faecal soil shield microorganisms from steam and hot water. Causes include delayed processing, blocked spray nozzles, low spray pressure and dosing faults.

  • Equipment Faults and Calibration Drift: Heater or steam supply faults, valve leakage, door seal leakage and sensor drift. A drifted sensor can report a compliant cycle that was not delivered. Carry out planned preventive maintenance, recalibrate at intervals not exceeding 12 months, and run the daily steriliser tests before first use.

  • Load Configuration: Excess mass, dense packs and lumened devices extend equilibration time and impede air removal. Do not exceed the load mass and configuration validated at PQ, and requalify before introducing new devices or configurations.

  • Delayed Processing: Soil that dries on bedpans and instruments resists removal in a standard cycle. Process bedpans immediately after use. Do not pre-rinse with hand-held spray hoses, which generate splash and aerosol.

  • Chemical Supply: Empty or incorrect detergent removes the chemical contribution to soil removal. Check levels daily, act on low-level alarms and verify dose volumes quarterly.

  • Utilities: Poor steam quality, low water pressure, hard water and power interruptions cause temperature, pressure and cleaning deviations. Include utilities in the risk assessment and in fault investigation.

Effect of Deviations on Lethality

Kinetics: Thermal inactivation is logarithmic. The D value is the time to reduce a population tenfold at a stated temperature. The z value is the temperature change that changes the D value tenfold. F0 is the lethality of a steam process expressed as equivalent minutes at 121.1 deg C [250 deg F] with z equal to 10 deg C [18 deg F]. With this z value, each 3 deg C [5.4 deg F] shortfall halves lethality and each 10 deg C [18 deg F] shortfall reduces it tenfold. Lethality is proportional to time, so halving the holding time halves it.

Worked Example: Steam process biological indicators to ISO 11138-3 use Geobacillus stearothermophilus spores with a D value at 121 deg C [250 deg F] of not less than 1.5 min. At z equal to 10 deg C [18 deg F], the D value is about 4.5 s at 134 deg C [273 deg F] and about 18 s at 128 deg C [262 deg F]. A 3 min hold therefore delivers about 40 log reductions at 134 deg C [273 deg F] but about 10 at 128 deg C [262 deg F]. A 6 deg C [10.8 deg F] shortfall removes three quarters of the design lethality and the overkill margin on which the process validation depends.

Air and Steam Quality: Air and non-condensable gases insulate surfaces and prevent condensation. In packs and lumens, local temperature can remain below the band while the chamber sensor reads correctly. Superheated steam does not condense until it cools to saturation and transfers heat at a lower rate. These faults produce localised under-processing that the chamber record does not show, so the daily air removal test and the leak rate test are the primary controls.

Organism Resistance: Bacterial spores are the most resistant conventional organisms to moist heat, which is why steam processes are validated with spore indicators. Vegetative bacteria, including Staphylococcus aureus, enterococci and Gram-negative bacteria, together with fungi and most viruses, are inactivated at thermal disinfection A0 values. Heat-resistant viruses such as hepatitis B require higher A0 values. Thermal disinfection does not inactivate bacterial spores, so a cleaning failure in a bedpan washer-disinfector leaves Clostridioides difficile spores on the item. AS 5369:2023 excludes devices potentially contaminated with transmissible spongiform encephalopathies, e.g. Creutzfeldt-Jakob disease. Follow the national guidelines for these devices.

Recontamination: Wet packs, damaged sterile barriers and devices placed on wet or dirty surfaces after processing are nonconforming, regardless of the cycle record.

Key Actions

  • Control Parameters: Run only validated cycles. Hold temperature within the band for the full holding time plus equilibration time, and deliver the specified A0 in washer-disinfectors.
  • Release on Specification: Release only when every parameter is within its limit. Never release on calculated lethality outside the specification.
  • Test and Calibrate: Run the daily air removal test and the specified leak rate tests. Recalibrate at intervals not exceeding 12 months and requalify at least annually.
  • Clean First: Verify cleaning action, detergent dosing and loading, because thermal disinfection does not inactivate spores.
  • Train and Assess: Train every operator and assess competency at defined intervals.
  • Trace and Recall: Maintain traceability to the cycle and a documented recall procedure, and notify infection prevention of every recall.

References

  1. Standards Australia. AS 5369:2023 Reprocessing of reusable medical devices and other devices in health and non-health related facilities.
  2. Australian Commission on Safety and Quality in Health Care. Advisory AS24/01 Requirements for reprocessing of reusable medical devices in health service organisations.
  3. ISO 17665:2024 Sterilization of health care products, Moist heat.
  4. ISO 15883-1 Washer-disinfectors, Part 1: General requirements, terms and definitions and tests.
  5. ISO 15883-3 Washer-disinfectors, Part 3: Requirements and tests for washer-disinfectors employing thermal disinfection for human waste containers.
  6. ISO 11138-3 Sterilization of health care products, Biological indicators, Part 3: Biological indicators for moist heat sterilization processes.
  7. EN 285 Sterilization, Steam sterilizers, Large sterilizers.